This checklist is designed to ensure that all IT systems and processes comply with internal policies and external regulations. It serves as a systematic approach to identifying compliance gaps and ensuring adherence to best practices.
Ensure that all existing IT policies and procedures are up-to-date and align with current industry standards.
Identify and evaluate potential risks related to IT operations and data security.
Assess the effectiveness of data encryption, access controls, and backup solutions in place.
Check that all software in use is properly licensed and that no unauthorized software is present.
Review user permissions and access logs to ensure proper access levels are maintained.
Ensure that the incident response plan is current, tested, and includes clear procedures for various types of IT incidents.
Record any compliance issues discovered during the review and create an action plan for addressing them.
Plan a follow-up review to ensure that identified compliance issues have been resolved and to maintain ongoing compliance.