IT Compliance Review Checklist ( IT )

This checklist is designed to ensure that all IT systems and processes comply with internal policies and external regulations. It serves as a systematic approach to identifying compliance gaps and ensuring adherence to best practices.

• Review IT Policies

  Ensure that all existing IT policies and procedures are up-to-date and align with current industry standards.

• Conduct Risk Assessment

  Identify and evaluate potential risks related to IT operations and data security.

• Verify Data Protection Measures

  Assess the effectiveness of data encryption, access controls, and backup solutions in place.

• Audit Software Licensing

  Check that all software in use is properly licensed and that no unauthorized software is present.

• Inspect User Access Controls

  Review user permissions and access logs to ensure proper access levels are maintained.

• Evaluate Incident Response Plan

  Ensure that the incident response plan is current, tested, and includes clear procedures for various types of IT incidents.

• Document Findings

  Record any compliance issues discovered during the review and create an action plan for addressing them.

• Schedule Follow-Up Review

  Plan a follow-up review to ensure that identified compliance issues have been resolved and to maintain ongoing compliance.