This checklist is designed to ensure that all operational processes comply with established regulations and company policies on a monthly basis. It helps in identifying any discrepancies and taking corrective actions promptly.
Gather all relevant compliance documents and ensure they are up to date and accessible for review.
Evaluate each operational process to ensure adherence to compliance standards and identify areas for improvement.
Facilitate training sessions for staff on compliance requirements and updates, ensuring everyone understands their responsibilities.
Obtain feedback from employees regarding the compliance processes to identify potential issues and gather suggestions for improvement.
Record all findings from the compliance review, including areas of non-compliance and recommendations for corrective actions.
Review and approve any corrective actions proposed by teams to address compliance issues identified during the assessment.
Prepare and submit a detailed compliance report to management, outlining the findings, actions taken, and any areas needing further attention.