Audit Preliminary Assessment Checklist ( AUDIT )

This checklist is designed to ensure that all preliminary assessments are completed prior to initiating the audit process. It helps in identifying areas of focus and prepares the audit team for an effective audit execution.

• Define Audit Objectives

  Clearly outline the objectives of the audit to guide the assessment process.

• Identify Key Stakeholders

  List all relevant stakeholders who should be involved or informed during the audit.

• Gather Preliminary Data

  Collect initial data and documents related to the area under audit to understand the context.

• Conduct Risk Assessment

  Evaluate potential risks associated with the area being audited to tailor the audit approach.

• Review Previous Audit Findings

  Examine findings from previous audits to identify recurring issues and areas needing attention.

• Establish Audit Timeline

  Create a timeline for the audit process, including key milestones and deadlines.

• Prepare Audit Team

  Ensure the audit team is well-informed about the objectives, scope, and timeline.

• Finalize Audit Plan

  Draft and approve the audit plan, incorporating all relevant details and methodologies.