Audit Issue Resolution Checklist ( AUDIT )

This checklist is designed to ensure that all audit issues identified during the audit process are properly resolved, documented, and communicated to the relevant stakeholders. It provides a clear process for tracking and resolving issues to maintain compliance and improve overall audit quality.

• Identify Audit Issues

  Review all findings from the audit report to compile a list of identified issues that need resolution.

• Assign Responsibility

  Designate specific team members or departments responsible for addressing each identified issue.

• Develop Action Plans

  Create detailed action plans for each issue, outlining the steps required to resolve them and the timelines for completion.

• Implement Solutions

  Execute the action plans to resolve the identified issues, ensuring that all steps are followed as outlined.

• Document Resolutions

  Keep thorough documentation of the resolutions for each issue, including any changes made and the rationale behind them.

• Communicate with Stakeholders

  Inform relevant stakeholders about the resolutions and any impacts on operations or processes.

• Follow-Up Review

  Conduct a follow-up review to ensure that all issues have been effectively resolved and no new issues have emerged.

• Finalize Documentation

  Compile all documentation related to the resolved issues and action plans into a final report for future reference.