This checklist is designed to ensure that all audit issues identified during the audit process are properly resolved, documented, and communicated to the relevant stakeholders. It provides a clear process for tracking and resolving issues to maintain compliance and improve overall audit quality.
Review all findings from the audit report to compile a list of identified issues that need resolution.
Designate specific team members or departments responsible for addressing each identified issue.
Create detailed action plans for each issue, outlining the steps required to resolve them and the timelines for completion.
Execute the action plans to resolve the identified issues, ensuring that all steps are followed as outlined.
Keep thorough documentation of the resolutions for each issue, including any changes made and the rationale behind them.
Inform relevant stakeholders about the resolutions and any impacts on operations or processes.
Conduct a follow-up review to ensure that all issues have been effectively resolved and no new issues have emerged.
Compile all documentation related to the resolved issues and action plans into a final report for future reference.