Audit Management System Review Checklist ( AUDIT )

This checklist is designed to evaluate and review the effectiveness of the audit management system in place. It ensures that all components of the audit management system are functioning correctly and are in compliance with established standards.

• Review Audit Management Policies

  Examine the existing policies governing the audit management system to ensure they are up-to-date and align with current regulations and standards.

• Evaluate Audit Scheduling Procedures

  Assess the procedures for scheduling audits, including frequency, resource allocation, and priority settings to ensure they meet organizational needs.

• Check Audit Planning Documentation

  Verify that all necessary documentation for audit planning is complete, including objectives, scope, and timelines.

• Assess Audit Execution Processes

  Review the processes followed during the execution of audits to ensure consistency, accuracy, and compliance with the defined methodology.

• Analyze Audit Reporting Framework

  Examine the framework for reporting audit findings, ensuring that it is clear, comprehensive, and enables effective communication to stakeholders.

• Review Follow-up Procedures on Audit Recommendations

  Evaluate the procedures in place for following up on audit recommendations to ensure timely implementation and resolution of identified issues.

• Collect Feedback on Audit Management System

  Gather feedback from stakeholders involved in the audit process to identify areas for improvement and enhance the overall effectiveness of the audit management system.