Audit Non-Conformance Checklist ( AUDIT )

This checklist is designed to identify and address non-conformances found during the audit process. It ensures that all issues are documented, investigated, and resolved in a timely manner, promoting compliance and continuous improvement.

• Identify Non-Conformance

  Review audit findings to identify any instances of non-conformance related to policies, procedures, or regulatory requirements.

• Document Non-Conformance

  Record the details of the non-conformance, including the nature of the issue, affected areas, and any supporting evidence.

• Assess Impact

  Evaluate the potential impact of the non-conformance on operations, compliance, and risk management.

• Develop Action Plan

  Create a corrective action plan to address the non-conformance, including specific actions, responsible parties, and timelines.

• Implement Action Plan

  Execute the corrective action plan by assigning tasks and ensuring completion by the responsible parties.

• Follow-Up Verification

  Conduct follow-up audits or checks to verify that the corrective actions have been effectively implemented and the non-conformance has been resolved.

• Review and Close Non-Conformance

  Once the follow-up verification is complete, formally close the non-conformance in the audit documentation and communicate the resolution to stakeholders.