This checklist ensures that all necessary steps are completed at the conclusion of an audit process, facilitating a smooth closure and documenting all findings and actions taken.
Ensure that all fieldwork activities are completed, and all necessary data has been collected for the final audit report.
Review all findings and observations identified during the audit for accuracy and completeness.
Compile all findings into a draft audit report for review by stakeholders and management.
Distribute the draft report to the internal audit team for feedback and additional input.
Make necessary amendments to the draft report based on feedback received from the internal team.
Finalize the audit report, ensuring all findings and recommendations are clearly stated.
Arrange a meeting with key stakeholders to present the findings and discuss the next steps.
Ensure that the management signs off on the audit report, acknowledging the findings and action plans.
Properly archive all documentation, reports, and evidence collected during the audit for future reference.