Audit Documentation Review Checklist ( AUDIT )

This checklist is designed to ensure that all necessary documentation is reviewed and verified before an audit takes place. It helps in identifying any missing documents and ensures compliance with audit requirements.

• Gather All Relevant Documents

  Collect all necessary documents related to the audit, including financial statements, policy manuals, and previous audit reports.

• Verify Document Completeness

  Check that all documents are complete and have all necessary sections and appendices included.

• Ensure Document Accuracy

  Review the documents for accuracy, confirming that the data and information provided is correct and up-to-date.

• Check Document Accessibility

  Ensure that all documents are easily accessible and organized in a way that audit teams can navigate them without difficulty.

• Identify Missing Documents

  Compile a list of any missing documents that are required for the audit process and take steps to obtain them.

• Finalize Documentation for Review

  Prepare the finalized documentation for review by management or the audit team to ensure everything is in order.