Audit Findings Resolution Checklist ( AUDIT )

This checklist is designed to ensure that all findings from the audit are addressed and resolved in a timely manner. It serves to track the resolution progress of each audit finding in order to maintain compliance and improve processes.

• Review Audit Findings

  Go through all the findings listed in the latest audit report to ensure understanding of each issue that needs to be addressed.

• Assign Responsibility

  Assign each finding to a specific team member or department responsible for addressing the issue.

• Develop Action Plans

  Create actionable plans for each finding, detailing the steps that will be taken to resolve the issues.

• Set Deadlines

  Establish deadlines for when each action plan should be completed to ensure timely resolution.

• Monitor Progress

  Regularly check in on the progress of action plans to ensure that resolutions are on track and to identify any potential delays.

• Document Resolutions

  Once a finding has been addressed, document the resolution steps taken and any changes made to processes or policies.

• Review and Update Management

  Conduct a final review of all resolved findings and communicate the outcomes to the management team.

• Conduct Follow-Up Audit

  Plan a follow-up audit to ensure that the resolutions have been effectively implemented and to assess ongoing compliance.