This checklist is designed to guide finance professionals through the process of reviewing an investment portfolio to ensure alignment with investment goals, risk tolerance, and market conditions.
Collect all relevant data regarding the current investments including stocks, bonds, mutual funds, and any other assets in the portfolio.
Evaluate the performance of each investment against benchmarks and assess whether investment goals are being met.
Analyze the current asset allocation to ensure it aligns with the investor's risk tolerance and long-term financial objectives.
Detect any assets that are consistently underperforming and consider potential reasons or necessary adjustments.
If the asset allocation has shifted significantly from the target, rebalance the portfolio to align with the original investment strategy.
Take into account current market trends and economic factors that may impact the portfolio's performance.
Compile a report of the review findings and provide recommendations for improving the portfolio's performance.
Establish a timeline for the next portfolio review to ensure ongoing alignment with investment objectives.