Internal Audit Preparation Checklist ( AUDIT )

This checklist is designed to ensure that all necessary preparations are made prior to conducting an internal audit. It includes steps to gather documentation, communicate with relevant personnel, and ensure compliance with audit requirements.

• Define Audit Scope

  Identify the specific areas, processes, or departments that will be included in the audit.

• Gather Relevant Documentation

  Collect all necessary documents such as policies, procedures, past audit reports, and compliance records.

• Schedule Audit Meetings

  Arrange meetings with the relevant personnel to discuss the audit process and expectations.

• Prepare Audit Tools

  Ensure that all audit tools, such as checklists and reporting templates, are ready for use during the audit.

• Communicate Audit Plan

  Share the audit plan and timeline with all stakeholders involved to ensure transparency and cooperation.

• Review Previous Audit Findings

  Examine the findings and recommendations from previous audits to address any unresolved issues.

• Assign Roles and Responsibilities

  Designate team members to specific roles during the audit to streamline the process.

• Conduct Pre-Audit Briefing

  Hold a briefing session with the audit team to go over the objectives, processes, and roles.